About OTV

The OTV PODCAST was developed to spotlight the ETF industry through discussions with ETF experts but also including a trader’s viewpoint. The OTV PODCAST will showcase innovation in the industry and include dynamic conversations.

Chris Hempstead

Managing Director & Head of ETF and Global Portfolio Trading Mirae Asset Securities

Chris Hempstead is Managing Director & Head of ETF and Global Portfolio Trading. Chris is an ETF and Portfolio Trader helping trading desks, asset managers, and ETF issuers navigate the ETF landscape. Chris has established Mirae as an ETF Authorized Participant for some of the largest ETF trusts. Chris has established global portfolio trading to support ETF managers and the general needs of other trading clients. He assists managers in executing portfolio rebalancings for non-transparent ETFs while working with issuers on ETF listings and secondary market trading support.

Mirae Asset Securities

Mirae Asset Securities (USA) Inc. (“Mirae”) operates a leading institutional capital markets platform to service investors with complex global needs. Mirae is an SEC registered broker-dealer and FINRA member with affiliates across the world’s major markets. Mirae Asset Financial group (which includes Mirae) and its affiliates operate in 17 markets across 5 continents and have worldwide assets under management exceeding $548 billion as of March 2023.

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Important Content Disclosures:
Speakers identified as part of this podcast are not Research Analysts and their comments should not be considered to be investment recommendations or investment research regarding securities of any company. Speakers in the podcast are expressing their own opinion, and their statements should not be construed as reflecting the views of Mirae Asset Securities (USA) Inc. (“Mirae”). Third party speakers (or non-Mirae employees) may not be subject to FINRA regulation regarding conflicts of interests and/or required disclosures and the viewer should be aware that they may have a financial interest in — or other conflicts of interest with — any companies discussed. Statements made by participants in the podcast(s) are not intended as investment opinions or advice. This podcast is produced solely for informational purposes and is not to be construed as an offer to sell or the solicitation of an offer to buy a security in any state. The information herein is based on sources believed to be reliable but is not guaranteed by Mirae and does not purport to be a complete statement or summary of the available data. Any opinions expressed herein are statements of judgment on this date and are subject to change without notice. Neither Mirae nor any of its directors, officers, employees, representatives or agents, accept any liability whatsoever for any direct, indirect or consequential losses (in contract, tort or otherwise) arising from the use of this communication or its contents or reliance on the information contained herein, except to the extent this would be prohibited by law or regulation. Any unauthorized use, reproduction or disclosure is prohibited. Receipt and/or review of this presentation constitutes your agreement not to reproduce, display, modify, distribute, transmit, or disclose to others outside your organization the contents, opinions, conclusion, or information contained in this podcast.

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